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Morgan Stanley Fined $10M Over Money Laundering Failure


NEW YORK, NY – APRIL 17: Morgan Stanley’s New York headquarters are viewed on April 17, 2014 in New York City. Morgan Stanley reported that its first-quarter earnings rose 18 percent from the period a year earlier. (Photo by Spencer Platt/Getty Images)

The Financial Industry Regulatory Authority (FINRA) penalized Morgan Stanley Smith Barney LLC  after concluding it failed to supervise an anti-money laundering program properly over five years.

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[Image via Spencer Platt/Getty Images]

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